About The Patriot Financial Group
Putting our team to work for you & your team.
As an independent Registered Investment Advisor, TPFG is partnered with two of the industry’s leading custodians, TD Ameritrade and Charles Schwab, to serve our advisors and their clients with the best programs and platforms to manage their assets. In addition to partnering with TD and Schwab, we are supported by Securities America for our brokers and have the ability to clear through either National Financial or Pershing to accommodate the needs of our advisors.
To top it off, our advisors utilize Black Diamond—an industry leader in technology, data aggregation and performance reporting—to deliver an incredible client experience when reviewing their portfolio. All in all, The Patriot Financial Group is uniquely positioned to add incredible value to the practice of an independent financial advisor and we look forward to serving your needs as a client.
David M. O'Donnell, LUTCF
David is committed to building an environment conducive to growth, support and lead generation for teams of financial service specialists.
Chief Executive Officer
Michael is committed to the independent RIA model, and to helping each advisors maximize the value of their independent practice.
Ralph Proceviat, CLU, ChFC
Patriot Brokerage Services
Ralph is committed to developing impactful relationships with financial advisors.
Managing Director, Employee Benefits
Businesses seeking to attract, retain, and reward current and future employees have consulted with Gregg for over twenty five years.
Jennifer’s art and marketing background makes her a valuable resource to the advisors. She helps them create custom marketing ideas that nurture both existing client relationships.
Nicole M. Finlayson
Chief Operations Officer
Nicole over sees the operations of the firm as well as building and implementing business systems and practice management solutions.
Sr. Vice President of Business Development
Jill specializes in coaching CPA’s and Attorneys to help clients receive holistic and coordinated financial planning services.
Director of Account Services
Alison joined Patriot Benefit Services, LLC as the Director of Account Services. She helps clients lower insurance costs, mitigate tax liability, and offer benefits to attract and retain valuable employees.
Client Services Associate
Maggie provides complete back-office processing from getting advisors appointed to carriers to processing and submitting applications, coordinating parameds, and responding to correspondence.
Chief Compliance Officer
Caitlyn Frament has vast compliance experience and also holds Series 6, 7, 24 and 66 licenses.