Registered Investment Advisor

Independence.

We made the transition to an RIA for a number of reasons. To an advisor looking to join one of our teams, The Patriot Financial Group RIA model is an attractive solution for those looking for more comprehensive and complex strategies.

Freedom – As fiduciaries for our clients, an RIA practice allows The Patriot Financial Group to operate in the most autonomous way and allows them to establish their business practice to best meet the needs of their clients. These practices include making flexible investment policies, implementing fee structures, and conducting outside business interests.

Philosophy – Closely tied to this freedom is the philosophical reason of having total control of our business and mitigating any potential conflicts of interest from product centric models, or restrictive corporate policies. This allows The Patriot Financial Group to operate the business as we see fit.

To our clients being a RIA allows The Patriot Financial Group to offer access to a much broader range of investment products and options that can support a wider range of investment needs.  This change also provides The Patriot Financial Group with additional freedom and flexibility to make broader and more autonomous investment policy decisions to more effectively support our client’s needs.

The Patriot Financial Group is in full compliance with SEC guidelines as a fully independent RIA.

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